Complete and Update Risk Tolerance Questionnaire

To accurately provide investment-related advice, Frank needs to understand your Risk Tolerance. This is a requirement by the SEC to ensure recommendations are aligned with your comfort level.

To complete your questionnaire (for the first time or at any time), click your name on the bottom left-side menu, select Settings → and then select Compliance tab in the top right of the page.

Under the Risk Tolerance section click “Take the assessment” if it’s the first time or “Update your risk tolerance” if you’ve completed it before.

This will open to 8 multiple-choice questions that take less than 2 minutes to complete.

After completion, you’ll see your risk tolerance result in the Risk Tolerance section on the Settings → Compliance page and the date it was completed.